This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UMB PRIVATE WEALTH MANAGEMENT, LLC

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 23, 2007earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

8

Exams

S66

First exam

Feb 23, 2007

First registration

Sep 2, 2020

Dual registered

no

IAPD individual key

4986522

• Occurred

  Aug 20, 2024
  Advisor changed firm

  Steven Charles Cairns left Lpl Financial Llc for Umb Private Wealth Management, Llc (registered 2026-05-11)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ece0edb0-63ca-2367-1d0f-78bff32e1007

First observed

Sep 2, 2020

Last observed

Sep 19, 2026 38 h ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.