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CRD 320611
MARSHFIELD, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| RIA VENTURES, LLC | MANAGING MEMBER | E | yes | 06/2022 | Jul 7, 2022 | Sep 29, 2022 |
| WINN, CHRISTOPHER, EDWARD | MANAGING MEMBER | E | yes | 02/2026 | Jul 7, 2022 | Sep 29, 2022 |
| WINN, CHRISTOPHER, EDWARD | CHIEF COMPLIANCE OFFICER | Na | yes | 06/2022 | Jul 7, 2022 | Sep 29, 2022 |