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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)31 years in industry

ROBERT MOURAD

Advisor at CITIGROUP GLOBAL MARKETS INC.

Los Angeles, CA | San Francisco, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ecf294c0-0bbc-f2c0-eca6-76b5f4cdf41d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 2
Observed: Jul 8, 1997 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Robert Mourad

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Robert Mourad

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIGROUP GLOBAL MARKETS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Oct 22, 1997
First registration: Jul 8, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 2632703

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 31, 2026	n/a	yes	Los Angeles, CA\|San Francisco, CA\|Los Angeles, CA	Current employment
GALLIOTT CAPITAL ADVISORS, LLC	Mixed wealth	Jun 21, 2022	Mar 11, 2026	no	BEVERLY HILLS, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 1, 2011	Apr 13, 2022	no	WEEHAWKEN, NJ\|BEVERLY HILLS, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 8, 1997	Mar 28, 2011	no	BEVERLY HILLS, CA\|BEVERLY HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GALLIOTT CAPITAL ADVISORS, LLC	CITIGROUP GLOBAL MARKETS INC.	Mar 11, 2026	Mar 31, 2026	20	Firm change	RIA to ibd
UBS FINANCIAL SERVICES INC.	GALLIOTT CAPITAL ADVISORS, LLC	Apr 13, 2022	Jun 21, 2022	69	Firm change	Wirehouse to RIA

Relationships

Registered with (3)

→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: current employment
Mar 31, 2026 to presentfactForm ADV
→ GALLIOTT CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 21, 2022 to Mar 11, 2026factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 1, 2011 to Apr 13, 2022factForm ADV

Dated events

Occurred
Mar 11, 2026
Advisor changed firm
Robert Mourad left Galliott Capital Advisors, Llc for Citigroup Global Markets Inc. (registered 2026-03-31)
Form ADVobserved 4 days ago
Occurred
Apr 13, 2022
Advisor changed firm
Robert Mourad left Ubs Financial Services Inc. for Galliott Capital Advisors, Llc (registered 2022-06-21)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ecf294c0-0bbc-f2c0-eca6-76b5f4cdf41d
First observed: Jul 8, 1997
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROBERT MOURAD

Advisor at CITIGROUP GLOBAL MARKETS INC.

Los Angeles, CA | San Francisco, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ecf294c0-0bbc-f2c0-eca6-76b5f4cdf41d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:02 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CITIGROUP GLOBAL MARKETS INC.

Bd affiliated wealth

Mar 31, 2026

n/a

yes

Los Angeles, CA|San Francisco, CA|Los Angeles, CA

Current employment

GALLIOTT CAPITAL ADVISORS, LLC

Mixed wealth

Jun 21, 2022

Mar 11, 2026

BEVERLY HILLS, CA

Previous registration

UBS FINANCIAL SERVICES INC.

Wirehouse

Apr 1, 2011

Apr 13, 2022

WEEHAWKEN, NJ|BEVERLY HILLS, CA

Previous registration

UBS FINANCIAL SERVICES INC.

Wirehouse

Jul 8, 1997

Mar 28, 2011

BEVERLY HILLS, CA|BEVERLY HILLS, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

GALLIOTT CAPITAL ADVISORS, LLC

CITIGROUP GLOBAL MARKETS INC.

Mar 11, 2026

Mar 31, 2026

Firm change

RIA to ibd

UBS FINANCIAL SERVICES INC.

GALLIOTT CAPITAL ADVISORS, LLC

Apr 13, 2022

Jun 21, 2022

Firm change

Wirehouse to RIA