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S••••••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S••••••••• P•••••••

S••••••••• MANAGEMENT, LLC, CRD 281205

NEW YORK, NY

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Search this name across graphsid dfx:ria:ecf66366-a6ed-1b0d-25ad-f473e4d34fcb

Data as of Apr 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 3
On other graphs: 3
Observed: Jun 30, 2021 to Apr 24, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S••••••••• P•••••••

Venture manager · shared crd

Independent Sponsorsidentity

S••••••••• P•••••••

Capital provider to sponsors · shared crd

Private Equityidentity

S••••••••• P•••••••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $589MItem 5.F on the latest filing (2026-04-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $589M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••••• P••••••• I• C•• L•	Private Equity Fund	$170M	May 10, 2024	25	Mar 30, 2023	reported	021-453947
S••••••••• P••••••• I•• L•	Private Equity Fund	$156M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• H•••••• S••••	MANAGER AND MEMBER	D	yes	09/2015	Jun 30, 2021	May 10, 2024
G•••• L••••••• M••••	MANAGER AND MEMBER	D	yes	09/2015	Jun 30, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••••••• P••••••• I• C• G•• L••	n/a	n/a	n/a	N	yes	n/a
S••••••••• P••••••• I• G•• L•	n/a	n/a	n/a	N	yes	n/a
S••••••••• P••••••• I•• G•• L••

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Boston	Ma	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$589M	$626M	-6.0%	$467M	8.0%	14	14	1	1

Relationships

Advises (19)

→ S• M••• I••••••••• L••Private fundPrivate Equity Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ S• V••••• I••••••••• L••Private fundPrivate Equity Fund, IA
Mar 25, 2024 to presentfactForm ADV
→ S• D•• I••••••••• L••Private fundPrivate Equity Fund, IA
Mar 26, 2020 to presentfactForm ADV
→ S• A• I••••••••• L••Private fund

Dated events

Occurred
Apr 30, 2025
Regulatory AUM changed
S••••••••• P••••••• reported RAUM $626.1M, up 26% from $497.9M (2024-05-10 to 2025-04-30)
Form ADVobserved 7 days ago
$128M
Occurred
Mar 30, 2023
Regulatory AUM changed
S••••••••• P••••••• reported RAUM $466.8M, up 81% from $258.3M (2022-11-15 to 2023-03-30)
Form ADVobserved 7 days ago
$209M
Occurred
Jun 30, 2021
First Form ADV filing
S••••••••• Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ecf66366-a6ed-1b0d-25ad-f473e4d34fcb
First observed: Jun 30, 2021
Last observed: Apr 24, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.