DFX Intelligence

A••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

A••• S•••••••••

Advisor at F•••• T•••• S••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:ecf6e1cc-f921-9c10-2116-8607fd17fab9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 11, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• T•••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• T•••• S••••••••• I•••	Bd affiliated wealth	Oct 12, 2023	n/a	yes	MOUNT JULIET, TN\|NASHVILLE, TN\|NASHVILLE, TN\|NASHVILLE, TN\|NASHVILLE, TN\|FAIRVIEW, TN\|Clarksville, TN\|HENDERSONVILLE, TN\|MADISON, TN\|HERMITAGE, TN\|HERMITAGE, TN\|MADISON, TN\|WHITE HOUSE, TN	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Feb 8, 2022	Sep 28, 2023

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	F•••• T•••• S••••••••• I•••	Sep 28, 2023	Oct 12, 2023	14	Firm change	Ibd to ibd
F•••• T•••• S••••••••• I•••	C••••• I••••••••• A••••••• L••	Feb 14, 2022	Feb 8, 2022

Relationships

Registered with (3)

→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Apr 13, 2021 to Feb 14, 2022factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Feb 8, 2022 to Sep 28, 2023factForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 11, 2018 to Apr 8, 2021factForm ADV

Dated events

Occurred
Sep 28, 2023
Advisor changed firm
A••• S••••••••• left C••••• I••••••••• A••••••• L•• for F•••• T•••• S••••••••• I••• (registered 2023-10-12)
Form ADVobserved 7 days ago
Occurred
Feb 14, 2022
Advisor changed firm
A••• S••••••••• left F•••• T•••• S••••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2022-02-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ecf6e1cc-f921-9c10-2116-8607fd17fab9
First observed: Oct 11, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.