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Advisor at HOUSTON WEALTH MANAGEMENT
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HOUSTON WEALTH MANAGEMENT | State registered | Oct 3, 2013 | n/a | yes | HOUSTON, TX | Current employment |
| FAIRBANKS FINANCIAL WEALTH MANAGEMENT | State registered | Feb 8, 2013 | Oct 2, 2013 | no | BRENHAM, TX | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 16, 2010 | Feb 12, 2013 | no | Houston, TX | Previous registration |
| VOYA FINANCIAL PARTNERS, LLC | Former SEC adviser | Jan 19, 2005 | Sep 2, 2010 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FAIRBANKS FINANCIAL WEALTH MANAGEMENT | HOUSTON WEALTH MANAGEMENT | Oct 2, 2013 | Oct 3, 2013 | 1 | Firm change | Other |
| MORGAN STANLEY | FAIRBANKS FINANCIAL WEALTH MANAGEMENT | Feb 12, 2013 | Feb 8, 2013 | -4 | Firm change | Wirehouse to state RIA |
| VOYA FINANCIAL PARTNERS, LLC | MORGAN STANLEY | Sep 2, 2010 | Nov 16, 2010 | 75 | Firm change | Other |