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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

CHARLES WILSON GALLAGHER

Advisor at COMMONWEALTH FINANCIAL NETWORK

SUWANEE, GA

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Search this name across graphsid dfx:ria:ecfb2963-8d27-5d31-eacc-c283c3f42b4f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 4, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 4, 1993
First registration: Mar 21, 2003
Dual registered: yes, broker-dealer
Other names: CHUCK GALLAGHER|CHARLES W GALLAGHER
IAPD individual key: 2329112

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Nov 12, 2009	n/a	yes	SUWANEE, GA	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2008	Nov 13, 2009	no	ATLANTA, GA\|Atlanta, GA	Previous registration
J.P. MORGAN SECURITIES INC.	n/a	Dec 11, 2006	Oct 1, 2008	no	ATLANTA, GA	Previous registration
OSAIC FA, INC.	Former SEC adviser	Mar 21, 2003	Jan 19, 2006	no	ATLANTA, GA\|VIRGINIA BEACH, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	COMMONWEALTH FINANCIAL NETWORK	Nov 13, 2009	Nov 12, 2009	-1	Firm change	Wirehouse to ibd
J.P. MORGAN SECURITIES INC.	J.P. MORGAN SECURITIES LLC	Oct 1, 2008	Oct 1, 2008	0	Bulk transfer	Other
OSAIC FA, INC.	J.P. MORGAN SECURITIES INC.	Jan 19, 2006	Dec 11, 2006	326	Firm change	Other

Relationships

Registered with (4)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Nov 12, 2009 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2008 to Nov 13, 2009factForm ADV
→ J.P. MORGAN SECURITIES INC.Registered adviserregistration: previous registration
Dec 11, 2006 to Oct 1, 2008factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Mar 21, 2003 to Jan 19, 2006factForm ADV

Dated events

No dated event names this entity yet.