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Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
BLUFFTON, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Aug 14, 2009 | n/a | yes | BLUFFTON, SC | Current employment |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Mar 31, 2009 | no | CHARLESTON, SC | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Aug 24, 2001 | Apr 2, 2007 | no | CHARLESTON, SC|BEAUFORD, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. LLC | RAYMOND JAMES & ASSOCIATES, INC. | Mar 31, 2009 | Aug 14, 2009 | 136 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |