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J••••• D••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

J••••• D••••• C••••••••

Advisor at C••••••••• W••••• A•••••••• L••

TRAVERSE CITY, MI

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Search this name across graphsid dfx:ria:ed0d81a4-ddce-fefc-0578-70b562c10b2e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 17, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 28, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• A•••••••• L••	Independent wealth	Sep 20, 2023	n/a	yes	TRAVERSE CITY, MI	Current employment
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Apr 3, 2023	Sep 11, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• A••••••• G••••• L••	C••••••••• W••••• A•••••••• L••	Sep 11, 2023	Sep 20, 2023	9	Firm change	Ibd to RIA
P••••••• C•••••• A••••••• C•••••••••	E•••••• A••••••• G••••• L••	Apr 3, 2023

Relationships

Registered with (4)

→ C••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Sep 20, 2023 to presentfactForm ADV
→ E•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Apr 3, 2023 to Sep 11, 2023factForm ADV
→ P••••••• C•••••• A••••••• C•••••••••Registered adviserregistration: previous registration
Jan 10, 2023 to Apr 3, 2023factForm ADV
→ H•••• F•••••••• S•••••••• I•••

Dated events

Occurred
Sep 11, 2023
Advisor changed firm
J••••• D••••• C•••••••• left E•••••• A••••••• G••••• L•• for C••••••••• W••••• A•••••••• L•• (registered 2023-09-20)
Form ADVobserved 7 days ago
Occurred
Dec 19, 2022
Advisor changed firm
J••••• D••••• C•••••••• left H•••• F•••••••• S•••••••• I••• for P••••••• C•••••• A••••••• C••••••••• (registered 2023-01-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ed0d81a4-ddce-fefc-0578-70b562c10b2e
First observed: Jun 17, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.