DFX Intelligence
Reading the graph
Reading the graph
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Advisor at J••• M••••• S••••••••• L••
San Francisco, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | Wirehouse | May 31, 2024 | n/a | yes | San Francisco, CA | Current employment |
| J••• M••••• P•••••• W••••• A••••••• L•• | Former SEC adviser | Jun 19, 2013 | Mar 20, 2025 | no | SAN FRANCISCO, CA|San Francisco, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• P•••••• W••••• A••••••• L•• | J••• M••••• S••••••••• L•• | Mar 20, 2025 | May 31, 2024 | -293 | Bulk transfer | Ibd to wirehouse |
| T••••••••• L•• | J••• M••••• P•••••• W••••• A••••••• L•• | Dec 14, 2012 | Jun 19, 2013 |
| T••••••••• L•• | Former SEC adviser | Mar 7, 2005 | Dec 14, 2012 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Aug 19, 2003 | Mar 3, 2005 | no | SAN FRANCISCO, CA | Previous registration |
| B••• O• A•••••• S••••••••• L•• | n/a | May 21, 2002 | Aug 20, 2003 | no | SAN FRANCISCO, CA | Previous registration |
| 187 |
| Firm change |
| Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | T••••••••• L•• | Mar 3, 2005 | Mar 7, 2005 | 4 | Firm change | Other |
| B••• O• A•••••• S••••••••• L•• | B••• O• A•••••• I••••••••• S•••••••• I••• | Aug 20, 2003 | Aug 19, 2003 | -1 | Bulk transfer | Other |