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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

HASENBERG FINANCIAL GROUP

CHRISTOPHER J. HASENBERG, INC., CRD 326053

EAU CLAIRE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ed28daf4-90e6-98f8-94db-8db5ef67465e

Data as of May 14, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 8
On other graphs: 0
Observed: Apr 25, 2023 to May 14, 2025
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $270MItem 5.F on the latest filing (2025-05-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $270M
Private client RAUM: $270MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,800
Individual clients: 789
High net worth clients: 10
Custody, client assets: $6.5M
SEC number: 801-128039
CRD: 326053
Filings on the tape: 15
First filed: Apr 25, 2023
Latest filed: May 14, 2025
Organised: Corporation, WI
Website: hasenberginc.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Arvold, Alisha	Cco	Na	yes	04/2023	Apr 25, 2023	Oct 29, 2024
HASENBERG, CHRISTOPHER, JEROME	SHAREHOLDER, OWNER	E	yes	04/2023	Apr 25, 2023	Oct 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HASENBERG TAX SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
RICE LAKE	Wi	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 13, 2025	$270M	$270M	10	5	1	n/a	n/a
2023	Feb 5, 2024	$200M	$200M	9	3	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	4	-4	n/a	0	0	0	2	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$270M	$200M	35.5%	n/a	n/a	10	9	1	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EDELMAN FINANCIAL ENGINES	4	Oct 29, 2025	Sep 22, 2025	EAU CLAIRE, WI	Firm absorbed	RIA to RIA	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
OSAIC WEALTH, INC.	2	Oct 4, 2023	Oct 27, 2023	EAU CLAIRE, WI	Team lift out	Ibd to RIA	0.1%

Relationships

Registered with (4)

← HEATHER SUE VAVRAAdvisorregistration: previous registration
Oct 27, 2023 to Oct 29, 2025factForm ADV
← JORDAN HASENBERGAdvisorregistration: previous registration
Sep 27, 2024 to Oct 29, 2025factForm ADV
← CONNOR J KOVIAKAdvisorregistration: previous registration
Oct 27, 2023 to Oct 29, 2025factForm ADV
← DREW R GIBSONAdvisorregistration: previous registration
Sep 13, 2024 to Oct 29, 2025factForm ADV

Moved with (2)

→ EDELMAN FINANCIAL ENGINESRegistered adviser4 advisors, firm absorbed, same day
Oct 29, 2025 to Sep 22, 2025factForm ADV
← OSAIC WEALTH, INC.Registered adviser2 advisors, team lift out, same day
Oct 4, 2023 to Oct 27, 2023factForm ADV

Controls (2)

← HASENBERG, CHRISTOPHER, JEROMEOwnerSHAREHOLDER, OWNER, ownership code E, individual
Apr 25, 2023 to Oct 29, 2024factForm ADV
← Arvold, AlishaOwnerCCO, ownership code NA, individual
Apr 25, 2023 to Oct 29, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Oct 29, 2025
Firm absorbed
Hasenberg Financial Group's advisors moved to Edelman Financial Engines (Eau Claire, WI): 4 of 4 registered, on the same day
Form ADVobserved 4 days ago
4 advisors
Occurred
Oct 29, 2025
Advisor changed firm
Connor J Koviak left Hasenberg Financial Group for Edelman Financial Engines (registered 2025-09-22)
Form ADVobserved 4 days ago
Occurred
Oct 29, 2025
Advisor changed firm
Heather Sue Vavra left Hasenberg Financial Group for Edelman Financial Engines (registered 2025-09-22)
Form ADVobserved 4 days ago
Occurred
Oct 29, 2025
Advisor changed firm
Drew R Gibson left Hasenberg Financial Group for Edelman Financial Engines (registered 2025-09-22)
Form ADVobserved 4 days ago
Occurred
Oct 29, 2025
Advisor changed firm
Jordan Hasenberg left Hasenberg Financial Group for Edelman Financial Engines (registered 2025-09-22)
Form ADVobserved 4 days ago
Occurred
Oct 4, 2023
Team lift-out
2 advisors left Osaic Wealth, Inc. (Eau Claire, WI) for Hasenberg Financial Group on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Apr 25, 2023
First Form ADV filing
Hasenberg Financial Group filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Dec 20, 2025
Hasenberg Financial Group no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $270.5M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ed28daf4-90e6-98f8-94db-8db5ef67465e
First observed: Apr 25, 2023
Last observed: May 14, 2025 16 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HASENBERG FINANCIAL GROUP

CHRISTOPHER J. HASENBERG, INC., CRD 326053

EAU CLAIRE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ed28daf4-90e6-98f8-94db-8db5ef67465e

Data as of May 14, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Arvold, Alisha

Cco

yes

04/2023

Apr 25, 2023

Oct 29, 2024

HASENBERG, CHRISTOPHER, JEROME

SHAREHOLDER, OWNER

yes

04/2023

Apr 25, 2023

Oct 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HASENBERG TAX SERVICES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

RICE LAKE

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 13, 2025

$270M

n/a

2023

Feb 5, 2024

$200M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-4

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$270M

$200M

35.5%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EDELMAN FINANCIAL ENGINES

Oct 29, 2025

Sep 22, 2025

EAU CLAIRE, WI

Firm absorbed

RIA to RIA

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

OSAIC WEALTH, INC.

Oct 4, 2023

Oct 27, 2023

EAU CLAIRE, WI

Team lift out

Ibd to RIA

0.1%