DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MML INVESTORS SERVICES, LLC
CHARLOTTE, NC | Charlotte, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Nov 10, 2014 | n/a | yes | Charlotte, NC|CHARLOTTE, NC | Current employment |
| INDEPENDENT ADVISERS GROUP CORP | Former SEC adviser | Feb 19, 2013 | Oct 16, 2013 | no | CHARLOTTE, NC | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 8, 2009 | Oct 15, 2014 | no | FORT MILL, SC|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | INDEPENDENT ADVISERS GROUP CORP | Oct 15, 2014 | Feb 19, 2013 | -603 | Firm change after gap | Other |
| INDEPENDENT ADVISERS GROUP CORP | MML INVESTORS SERVICES, LLC | Oct 16, 2013 | Nov 10, 2014 | 390 | Firm change | Other |