DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Springfield, MA | STAMFORD, CT | Wilbraham, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | Bd affiliated wealth | Jul 27, 2026 | n/a | yes | Springfield, MA|Wilbraham, MA|STAMFORD, CT | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jan 23, 2018 | Jul 15, 2026 | no | Wellesley, MA|HINGHAM, MA|HARTFORD, CT|WORCESTER, MA|WESTPORT, CT|WORCESTER, MA|ST. PETERSBURG, FL|Wellesley, MA|SPRINGFIELD, MA|SPRINGFIELD, MA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 10, 2008 | Jan 15, 2010 | no | NEW HAVEN, CT|WEEHAWKEN, NJ|SPRINGFIELD, MA|SPRINGFIELD, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | Jul 15, 2026 | Jul 27, 2026 | 12 | Firm change | Ibd to ibd |
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Jan 15, 2010 | Jan 23, 2018 | 2,930 | Firm change after gap | Wirehouse to ibd |