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Advisor at WELLS FARGO ADVISORS
CHICO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 20, 2025 | n/a | yes | CHICO, CA | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 8, 2025 | no | Chico, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Feb 1, 2008 | Jun 1, 2009 | no | CHICO, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 8, 1997 | Feb 21, 2008 | no | CHICO, CA|CHICO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Oct 8, 2025 | Oct 20, 2025 | 12 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY & CO. LLC | Feb 21, 2008 | Feb 1, 2008 | -20 | Firm change | Other |