DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• C•••••• W••••• M•••••••••
Denver, CO | MARTINSVILLE, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• C•••••• W••••• M••••••••• | Independent wealth | Oct 28, 2021 | n/a | yes | MARTINSVILLE, NJ|Denver, CO | Current employment |
| B•••••• B••••••••• | Former SEC adviser | Jun 26, 2019 | Sep 22, 2021 | no | MARTINSVILLE, NJ|Denver, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••••• B••••••••• | C••••• C•••••• W••••• M••••••••• | Sep 22, 2021 | Oct 28, 2021 | 36 | Firm change | Other |
| F•••• N••••••• C•••••• M••••••• I••• | B•••••• B••••••••• | Nov 6, 2014 | Jun 26, 2019 |
| F•••• N••••••• C•••••• M••••••• I••• | Former SEC adviser | Sep 23, 2013 | Nov 6, 2014 | no | BROOMFIELD, CO|BROOMFIELD, CO | Previous registration |
| W•••••• • R••• | Former SEC adviser | Nov 5, 2010 | Oct 12, 2011 | no | BOULDER, CO|LAS VEGAS, NV | Previous registration |
| 1,693 |
| Firm change after gap |
| Other |
| W•••••• • R••• | F•••• N••••••• C•••••• M••••••• I••• | Oct 12, 2011 | Sep 23, 2013 | 712 | Firm change after gap | Other |