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Advisor at OSAIC WEALTH, INC.
HOLBROOK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Oct 11, 2024 | n/a | yes | HOLBROOK, NY | Current employment |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | Jul 29, 2021 | Oct 11, 2024 | no | HOLBROOK, NY | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jun 14, 2021 | Jul 30, 2021 | no | GARDEN CITY, NY|UNIONDALE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERICAN PORTFOLIOS ADVISORS, INC | OSAIC WEALTH, INC. | Oct 11, 2024 | Oct 11, 2024 | 0 | Bulk transfer | Ibd to ibd |
| MML INVESTORS SERVICES, LLC | AMERICAN PORTFOLIOS ADVISORS, INC | Jul 30, 2021 | Jul 29, 2021 | -1 | Firm change | Ibd to RIA |