DFX Intelligence

D•••• L•••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

D•••• L•••• N•••••

Advisor at ••••••••

Clayton, MO | Kilmarnock, VA

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Search this name across graphsid dfx:ria:ed3acfba-766e-1450-0fe4-d2d525fcbc41

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 7, 1991 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 29, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
••••••••	Independent wealth	Aug 28, 2025	n/a	yes	Clayton, MO\|Kilmarnock, VA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jun 7, 1991	Sep 3, 2025	no	KILMARNOCK, VA\|KILMARNOCK, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	••••••••	Sep 3, 2025	Aug 28, 2025	-6	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ ••••••••Registered adviserregistration: current employment
Aug 28, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 7, 1991 to Sep 3, 2025factForm ADV

Dated events

Occurred
Sep 3, 2025
Advisor changed firm
D•••• L•••• N••••• left W•••• F•••• A••••••• for &Partners (registered 2025-08-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ed3acfba-766e-1450-0fe4-d2d525fcbc41
First observed: Jun 7, 1991
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.