DFX Intelligence

H••••• A••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner39 years in industry

H••••• A••• L•••

Advisor at M•• C•••••• M••••••••• L••

Columbia, MD

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Search this name across graphsid dfx:ria:ed44282b-14f4-f26c-3969-208fc2c1a6b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 23, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• C•••••• M••••••••• L••	Independent wealth	Dec 18, 2025	n/a	yes	Columbia, MD	Current employment
L••• W••••• A•••••••• L••	Former SEC adviser	Nov 24, 2011	Dec 17, 2025	no	COLUMBIA, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• W••••• A•••••••• L••	M•• C•••••• M••••••••• L••	Dec 17, 2025	Dec 18, 2025	1	Firm change	RIA to RIA
L••• F•	L••• W••••• A•••••••• L••	Aug 10, 2011	Nov 24, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
157906:109807:MD:2025-12-17	Dec 17, 2025	Dec 18, 2025	COLUMBIA, MD	Firm change

Relationships

Registered with (4)

→ M•• C•••••• M••••••••• L••Registered adviserregistration: current employment
Dec 18, 2025 to presentfactForm ADV
→ L••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 24, 2011 to Dec 17, 2025factForm ADV
→ L••• F•Registered adviserregistration: previous registration
Dec 4, 2002 to Aug 10, 2011factForm ADV
→ O•••• W•••••• I•••Registered adviser

Dated events

Occurred
Dec 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ed44282b-14f4-f26c-3969-208fc2c1a6b0
First observed: May 9, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.