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A•••••• R••••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

A•••••• R••••• L••••••••

Advisor at F••••• • M••••• I••

CINCINNATI, OH

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Search this name across graphsid dfx:ria:ed48ec52-2451-f92b-3f35-b7ba33bbd21d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 16, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• • M••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 13, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• • M••••• I••	Independent wealth	Dec 4, 2008	n/a	yes	CINCINNATI, OH	Current employment
S•••••••• A••••••• L••	National bd RIA	Apr 16, 1998	Dec 4, 2008	no	BLUE ASH, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	F••••• • M••••• I••	Dec 4, 2008	Dec 4, 2008	0	Firm change	Other

Relationships

Registered with (2)

→ F••••• • M••••• I••Registered adviserregistration: current employment
Dec 4, 2008 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Apr 16, 1998 to Dec 4, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ed48ec52-2451-f92b-3f35-b7ba33bbd21d
First observed: Apr 16, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.