This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

VALIC FINANCIAL ADVISORS, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 1998earliest registration or exam on IAPD

Years in industry

28derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Nov 22, 2000

First registration

Oct 10, 2013

Dual registered

yes, broker-dealer

IAPD individual key

3101976

• Occurred

  Jun 22, 2026
  Advisor changed firm

  Nathan Wayne Simmons left Mml Investors Services, Llc for Valic Financial Advisors, Inc. (registered 2026-06-30)

  Form ADVobserved 5 days ago
• Occurred

  Jan 27, 2025
  Advisor changed firm

  Nathan Wayne Simmons left Capital Client Group, Inc. for Mml Investors Services, Llc (registered 2025-07-01)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ed6cbe1f-b592-04dd-dd90-67a23fa7f483

First observed

Oct 10, 2013

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.