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S••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S••••• M••••••••• L••

CRD 315808

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:ed7284aa-37d8-0881-081e-2535a95a2a89

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 1
Observed: Jun 4, 2026 to Jul 30, 2026
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S••••• M••••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $145MItem 5.F on the latest filing (2026-07-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $145M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••• P•••••• A••••• F••• I• L•	Other Private Fund	$25.8M	Mar 29, 2024	20	Aug 10, 2021	reported	021-449634

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• K•••••••• E••••••••	CHIEF OPERATING OFFICER	Na	yes	08/2024	Jul 30, 2026	Jul 30, 2026
C••••••••• P••••• P•••••	CHIEF INVESTMENT OFFICER	Na	yes	07/2021	Jul 30, 2026

Relationships

Controls (5)

← C••••••••• P••••• P•••••OwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Jul 30, 2026 to presentfactForm ADV
← S••••• A••••••••• I•••OwnerOWNER, ownership code E, domestic entity
Jul 30, 2026 to presentfactForm ADV
← P••••• C••••••••• A•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 30, 2026 to presentfactForm ADV
← S••••• M••••••• P•••••OwnerPRESIDENT, ownership code NA, individual
Jul 30, 2026 to presentfact

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ed7284aa-37d8-0881-081e-2535a95a2a89
First observed: Jun 4, 2026
Last observed: Jul 30, 2026 54 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.