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Advisor at THE WELLINGTON GRP LLC
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE WELLINGTON GRP LLC | Independent wealth | Oct 30, 2024 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| WELLINGTON WEALTH STRATEGIES, LLC | Former SEC adviser | Jan 2, 2025 | Dec 31, 2025 | no | Indianapolis, IN | Previous registration |
| WELLINGTON WEALTH STRATEGIES, LLC | Former SEC adviser | Sep 1, 2023 | Dec 31, 2024 | no | Indianapolis, IN | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | May 3, 1999 | Sep 11, 2023 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN|INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| ITS ASSET MANAGEMENT, L.P. | Independent wealth | Jan 20, 1999 | Dec 31, 2006 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLINGTON WEALTH STRATEGIES, LLC | n/a | Dec 31, 2025 | n/a | n/a | Departure no registered destination | Departure |
| WELLINGTON WEALTH STRATEGIES, LLC | THE WELLINGTON GRP LLC | Dec 31, 2024 | Oct 30, 2024 | -62 | Firm change after gap | RIA to new firm |
| PARK AVENUE SECURITIES LLC | WELLINGTON WEALTH STRATEGIES, LLC | Sep 11, 2023 | Sep 1, 2023 | -10 | Firm change | Ibd to RIA |
| ITS ASSET MANAGEMENT, L.P. | PARK AVENUE SECURITIES LLC | Dec 31, 2006 | May 3, 1999 | -2,799 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 306298:332803:IN:2024-12-31 | Dec 31, 2024 | Oct 30, 2024 | INDIANAPOLIS, IN | Firm change after gap |
| 46173:306298:IN:2023-09-07 | Sep 11, 2023 | Sep 1, 2023 | INDIANAPOLIS, IN | Firm change |