This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ADVICE AND PLANNING SERVICES

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 30, 2010earliest registration or exam on IAPD

Years in industry

16derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

4

Designations

Chartered Financial Analyst

Exams

S66|S65|S63

First exam

Jun 30, 2010

First registration

Jul 2, 2010

Dual registered

no

Other names

DAVID HARLEY JONES|DAVID H JONES|David Jones

IAPD individual key

5797189

• Occurred

  Jan 5, 2023
  Advisor changed firm

  David Harley Jones left Wells Fargo Advisors for Advice And Planning Services (registered 2025-06-26)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ed8d53d1-be8d-6a38-061d-097b4bfd5e12

First observed

Jul 2, 2010

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.