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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

COLLER CAPITAL INC

CRD 158102

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ed8e6d60-5fa4-ee71-480c-7385c308a664

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 12
On other graphs: 1
Observed: Aug 7, 2014 to Sep 18, 2026
16 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricRIA / WealthAdvisor Recruiting Intelligence

Coller Capital Inc reported RAUM $12.0B, up 33% from $9.0B (2025-06-27 to 2026-07-02)

Dated 2026-07-02 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

Advisor Recruiting IntelligenceJul 2, 2026 · seen 4 days ago

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Private Equityidentity

Coller Capital Inc

Intermediary · shared crd

Private Equityowner

Coller Capital Limited

owned by this firm per Schedule A, named with its CRD in Item 7.A · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $12BItem 5.F on the latest filing (2026-09-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 67
Advisory employees: 25
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 33
SEC number: 801-80195
CRD: 158102
Filings on the tape: 16
First filed: Aug 7, 2014
Latest filed: Sep 18, 2026
Organised: Corporation, NY
Website: collercapital.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CICAP LIMITED	Owner	E	yes	02/1995	Aug 7, 2014	Jun 28, 2024
COLLER CAPITAL LIMITED	Owner	E	yes	04/2003	Aug 7, 2014	Jun 28, 2024
COLLER, JEREMY, JOSEPH	Owner	E	yes	10/1993	Aug 7, 2014	Jun 28, 2024
LAMB, HELEN, LOUISE	VICE PRESIDENT	Na	yes	11/2013	Aug 7, 2014	Jun 28, 2024
OCHSENFELD, FRANK	CHIEF COMPLIANCE OFFICER	Na	yes	09/2013	Aug 7, 2014	Jun 28, 2024
RESNICK, BRANDON	Director	Na	yes	01/2022	Jun 29, 2022	Jun 28, 2024
ROSEN, PETER, CHARLES WHELAN	Director	Na	yes	09/2023	Jun 28, 2024	Jun 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
COLLER INVESTMENT MANAGEMENT LTD	n/a	Asset manager	$37B	N	yes	n/a
COLLER PRIVATE MARKET SECONDARIES ADVISORS, LLC	n/a	Asset manager	$1.8B	N	yes	n/a
COLLER CAPITAL (HONG KONG) LIMITED	n/a	n/a	n/a	N	yes	n/a
COLLER CAPITAL LIMITED	n/a	n/a	n/a	Y	no	n/a
COLLER CREDIT OPPORTUNITIES I - ANNEX I GP, S.A R.L.	n/a	n/a	n/a	N	yes	n/a
COLLER CREDIT OPPORTUNITIES I GP, S.A R.L.	n/a	n/a	n/a	N	yes	n/a
COLLER CREDIT OPPORTUNITIES II GP, S.A R.L.	n/a	n/a	n/a	N	yes	n/a
COLLER CREDIT SECONDARIES INVESTMENT MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
COLLER CREDIT SECONDARIES OPPORTUNITIES II G.P., LP	n/a	n/a	n/a	N	yes	n/a
COLLER INTERNATIONAL GENERAL PARTNER IX, L.P.	n/a	n/a	n/a	N	yes	n/a
COLLER INTERNATIONAL GENERAL PARTNER V, L.P.	n/a	n/a	n/a	N	yes	n/a
COLLER INTERNATIONAL GENERAL PARTNER VI, L.P.	n/a	n/a	n/a	N	yes	n/a
COLLER INTERNATIONAL GENERAL PARTNER VII, L.P.	n/a	n/a	n/a	N	yes	n/a
COLLER INTERNATIONAL GENERAL PARTNER VIII, L.P.	n/a	n/a	n/a	N	yes	n/a
COLLER INTERNATIONAL PARTNERS IX LUXEMBOURG GP, S.A.R.L.	n/a	n/a	n/a	N	yes	n/a
COLLER INTERNATIONAL PARTNERS VI LUXEMBOURG S.A R.L.	n/a	n/a	n/a	N	yes	n/a
COLLER INTERNATIONAL PARTNERS VII LUXEMBOURG GP, S.A R.L.	n/a	n/a	n/a	N	yes	n/a
COLLER INTERNATIONAL PARTNERS VIII LUXEMBOURG GP, S.A R.L.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Jun 28, 2024	$6.8B	$0	62	22	0	n/a	n/a
2023	Jun 29, 2023	$6.3B	$0	50	25	0	n/a	n/a
2022	Jun 29, 2022	$6.6B	$0	43	28	0	n/a	n/a
2021	Jun 29, 2021	$5.0B	$0	42	29	0	n/a	n/a
2020	Jun 29, 2020	$4.4B	$0	42	28	0	n/a	n/a
2019	Jun 28, 2019	$3.2B	$0	34	22	0	n/a	n/a
2018	Jun 29, 2018	$3.5B	$0	35	24	0	n/a	n/a
2017	Jun 29, 2017	$2.6B	$0	35	24	n/a	n/a	n/a
2016	Jun 29, 2016	$1.7B	$0	32	22	n/a	n/a	n/a
2015	Jun 12, 2015	$589M	$0	33	21	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$12B	$6.3B	89.4%	$5.0B	34.0%	67	50	0	0

Relationships

Affiliated with (4)

→ COLLER INVESTMENT MANAGEMENT LTDRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ COLLER PRIVATE MARKET SECONDARIES ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← COLLER INVESTMENT MANAGEMENT LTDRegistered adviserother investment adviser, common control
factForm ADV
← COLLER PRIVATE MARKET SECONDARIES ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (7)

← COLLER CAPITAL LIMITEDOwnerOWNER, ownership code E, foreign entity
Aug 7, 2014 to Jun 28, 2024factForm ADV
← COLLER, JEREMY, JOSEPHOwnerOWNER, ownership code E, individual
Aug 7, 2014 to Jun 28, 2024factForm ADV
← OCHSENFELD, FRANKOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 7, 2014 to Jun 28, 2024factForm ADV
← RESNICK, BRANDONOwnerDIRECTOR, ownership code NA, individual
Jun 29, 2022 to Jun 28, 2024factForm ADV
← LAMB, HELEN, LOUISEOwnerVICE PRESIDENT, ownership code NA, individual
Aug 7, 2014 to Jun 28, 2024factForm ADV
← ROSEN, PETER, CHARLES WHELANOwnerDIRECTOR, ownership code NA, individual
Jun 28, 2024 to Jun 28, 2024factForm ADV
← CICAP LIMITEDOwnerOWNER, ownership code E, foreign entity
Aug 7, 2014 to Jun 28, 2024factForm ADV

Dated events

Occurred
Jul 2, 2026
Regulatory AUM changed
Coller Capital Inc reported RAUM $12.0B, up 33% from $9.0B (2025-06-27 to 2026-07-02)
Form ADVobserved 4 days ago
$2.9B
Occurred
Jun 27, 2025
Regulatory AUM changed
Coller Capital Inc reported RAUM $9.0B, up 33% from $6.8B (2024-06-28 to 2025-06-27)
Form ADVobserved 4 days ago
$2.2B
Occurred
Jun 28, 2024
Control person left
Santiago Jose Lee (Director) no longer on Schedule A of Coller Capital Inc (listed 2023-06-29, absent 2024-06-28)
Form ADVobserved 4 days ago
Occurred
Jun 28, 2024
Control person joined
Charles Whelan Peter Rosen (Director) appeared on Schedule A of Coller Capital Inc
Form ADVobserved 4 days ago
Occurred
Jun 29, 2022
Regulatory AUM changed
Coller Capital Inc reported RAUM $6.6B, up 34% from $5.0B (2021-06-29 to 2022-06-29)
Form ADVobserved 4 days ago
$1.7B
Occurred
Jun 29, 2022
Control person left
Edward Frank Morgan Ii (Director) no longer on Schedule A of Coller Capital Inc (listed 2021-06-29, absent 2022-06-29)
Form ADVobserved 4 days ago
Occurred
Jun 29, 2022
Control person joined
Brandon Resnick (Director) appeared on Schedule A of Coller Capital Inc
Form ADVobserved 4 days ago
Occurred
Jun 29, 2021
Control person left
Michael Peter Hutton (Director) no longer on Schedule A of Coller Capital Inc (listed 2020-06-29, absent 2021-06-29)
Form ADVobserved 4 days ago
Occurred
Jun 29, 2021
Control person joined
Santiago Jose Lee (Director) appeared on Schedule A of Coller Capital Inc
Form ADVobserved 4 days ago
Occurred
Jun 29, 2020
Regulatory AUM changed
Coller Capital Inc reported RAUM $4.4B, up 35% from $3.2B (2019-06-28 to 2020-06-29)
Form ADVobserved 4 days ago
$1.1B
Occurred
Jun 29, 2018
Regulatory AUM changed
Coller Capital Inc reported RAUM $3.5B, up 33% from $2.6B (2017-06-29 to 2018-06-29)
Form ADVobserved 4 days ago
$868M
Occurred
Aug 7, 2014
First Form ADV filing
Coller Capital Inc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ed8e6d60-5fa4-ee71-480c-7385c308a664
First observed: Aug 7, 2014
Last observed: Sep 18, 2026 47 h ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COLLER CAPITAL INC

CRD 158102

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ed8e6d60-5fa4-ee71-480c-7385c308a664

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:31 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CICAP LIMITED

Owner

yes

02/1995

Aug 7, 2014

Jun 28, 2024

COLLER CAPITAL LIMITED

Owner

yes

04/2003

Aug 7, 2014

Jun 28, 2024

COLLER, JEREMY, JOSEPH

Owner

yes

10/1993

Aug 7, 2014

Jun 28, 2024

LAMB, HELEN, LOUISE

VICE PRESIDENT

yes

11/2013

Aug 7, 2014

Jun 28, 2024

OCHSENFELD, FRANK

CHIEF COMPLIANCE OFFICER

yes

09/2013

Aug 7, 2014

Jun 28, 2024

RESNICK, BRANDON

Director

yes

01/2022

Jun 29, 2022

Jun 28, 2024

ROSEN, PETER, CHARLES WHELAN

Director

yes

09/2023

Jun 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

COLLER INVESTMENT MANAGEMENT LTD

n/a

Asset manager

$37B

yes

n/a

COLLER PRIVATE MARKET SECONDARIES ADVISORS, LLC

n/a

Asset manager

$1.8B

yes

n/a

COLLER CAPITAL (HONG KONG) LIMITED

n/a

yes

n/a

COLLER CAPITAL LIMITED

n/a

COLLER CREDIT OPPORTUNITIES I - ANNEX I GP, S.A R.L.

n/a

yes

n/a

COLLER CREDIT OPPORTUNITIES I GP, S.A R.L.

n/a

yes

n/a

COLLER CREDIT OPPORTUNITIES II GP, S.A R.L.

n/a

yes

n/a

COLLER CREDIT SECONDARIES INVESTMENT MANAGEMENT LIMITED

n/a

yes

n/a

COLLER CREDIT SECONDARIES OPPORTUNITIES II G.P., LP

n/a

yes

n/a

COLLER INTERNATIONAL GENERAL PARTNER IX, L.P.

n/a

yes

n/a

COLLER INTERNATIONAL GENERAL PARTNER V, L.P.

n/a

yes

n/a

COLLER INTERNATIONAL GENERAL PARTNER VI, L.P.

n/a

yes

n/a

COLLER INTERNATIONAL GENERAL PARTNER VII, L.P.

n/a

yes

n/a

COLLER INTERNATIONAL GENERAL PARTNER VIII, L.P.

n/a

yes

n/a

COLLER INTERNATIONAL PARTNERS IX LUXEMBOURG GP, S.A.R.L.

n/a

yes

n/a

COLLER INTERNATIONAL PARTNERS VI LUXEMBOURG S.A R.L.

n/a

yes

n/a

COLLER INTERNATIONAL PARTNERS VII LUXEMBOURG GP, S.A R.L.

n/a

yes

n/a

COLLER INTERNATIONAL PARTNERS VIII LUXEMBOURG GP, S.A R.L.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Jun 28, 2024

$6.8B

n/a

2023

Jun 29, 2023

$6.3B

n/a

2022

Jun 29, 2022

$6.6B

n/a

2021

Jun 29, 2021

$5.0B

n/a

2020

Jun 29, 2020

$4.4B

n/a

2019

Jun 28, 2019

$3.2B

n/a

2018

Jun 29, 2018

$3.5B

n/a

2017

Jun 29, 2017

$2.6B

n/a

2016

Jun 29, 2016

$1.7B

n/a

2015

Jun 12, 2015

$589M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$12B

$6.3B

89.4%

$5.0B

34.0%