DFX Intelligence

Data Factory

B•••••• L••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

B•••••• L••• F•••••

Advisor at A••••• A•• P••••••• S•••••••

Phoenix, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ed923668-ac72-b6e3-fbf2-16a4a08558fc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 27, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Jul 9, 2024	n/a	yes	Phoenix, AZ\|Phoenix, AZ	Current employment
P••••••• C•••••• A••••••• C•••••••••	Former SEC adviser	May 18, 2021	Aug 30, 2022	no	Chicago, IL\|GREENWOOD VILLAGE, CO\|Austin, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• C•••••• A••••••• C•••••••••	A••••• A•• P••••••• S•••••••	Aug 30, 2022	Jul 9, 2024	679	Firm change after gap	RIA to ibd
A••••• A•• P••••••• S•••••••	P••••••• C•••••• A••••••• C•••••••••	Nov 13, 2020	May 18, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
104555:20472:CO:2017-08-21	Aug 25, 2017	Nov 29, 2017	GREENWOOD VILLAGE, CO	Firm change

Relationships

Registered with (3)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Nov 29, 2017 to Nov 13, 2020factForm ADV
→ P••••••• C•••••• A••••••• C•••••••••Registered adviserregistration: previous registration
May 18, 2021 to Aug 30, 2022factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 27, 2015 to Aug 25, 2017factForm ADV

Dated events

Occurred
Aug 30, 2022
Advisor changed firm
B•••••• L••• F••••• left P••••••• C•••••• A••••••• C••••••••• for A••••• A•• P••••••• S••••••• (registered 2024-07-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ed923668-ac72-b6e3-fbf2-16a4a08558fc
First observed: Aug 27, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.