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Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
ROLLING HILLS ESTATES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Apr 25, 2008 | n/a | yes | ROLLING HILLS ESTATES, CA | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 8, 1997 | May 12, 2008 | no | ROLLING HILLS ESTATES, CA|ROLLING HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | RAYMOND JAMES & ASSOCIATES, INC. | May 12, 2008 | Apr 25, 2008 | -17 | Firm change | Other |