DFX Intelligence

I••• M••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

I••• M••• F•••••

Advisor at K••••• F••••••••• L••

Oak Park, CA

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Search this name across graphsid dfx:ria:ed9a5147-4b0e-62a6-ac79-a38322d7c3c7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 27, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• F••••••••• L••	Independent wealth	May 25, 2023	n/a	yes	Oak Park, CA	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Oct 13, 2017	May 24, 2023	no	Northridge, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	K••••• F••••••••• L••	May 24, 2023	May 25, 2023	1	Firm change	Ibd to RIA
F•••••••• W••• G••••	W•••••• I••••••••• S•••••••••	Nov 17, 2016	Oct 13, 2017

Relationships

Registered with (3)

→ K••••• F••••••••• L••Registered adviserregistration: current employment
May 25, 2023 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Oct 13, 2017 to May 24, 2023factForm ADV
→ F•••••••• W••• G••••Registered adviserregistration: previous registration
Apr 27, 2000 to Nov 17, 2016factForm ADV

Dated events

Occurred
May 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ed9a5147-4b0e-62a6-ac79-a38322d7c3c7
First observed: Apr 27, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.