DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B••••• W••••• M••••••••• L••
REDLANDS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••• W••••• M••••••••• L•• | Independent wealth | Jan 1, 2025 | n/a | yes | REDLANDS, CA | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 13, 2015 | Dec 20, 2017 | no | REDLANDS, CA|REDLANDS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | B••••• W••••• M••••••••• L•• | Dec 20, 2017 | Jan 1, 2025 | 2,569 | Firm change after gap | RIA to RIA |
| T•••••••• C•••••• A•••••••• L•• | L•• F•••••••• L•• | Mar 27, 2015 | Jul 13, 2015 |
| T•••••••• C•••••• A•••••••• L•• | n/a | Jul 9, 2010 | Mar 27, 2015 | no | DANVILLE, CA | Previous registration |
| T••••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Jan 31, 2003 | Jun 2, 2003 | no | INVER GROVE HEIGHTS, MN | Previous registration |
| 108 |
| Firm change |
| Other |
| T••••••••• F•••••••• A•••••••• L•• | T•••••••• C•••••• A•••••••• L•• | Jun 2, 2003 | Jul 9, 2010 | 2,594 | Firm change after gap | Other |