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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ST. PETERSBURG, FL | SAINT PETERSBURG, FL | Enfield, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 25, 2024 | n/a | yes | Enfield, CT|SAINT PETERSBURG, FL | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Nov 24, 2021 | n/a | yes | Enfield, CT|ST. PETERSBURG, FL | Current employment |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Oct 5, 2015 | Mar 10, 2016 | no | HOUSTON, TX | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Aug 28, 2009 | Nov 17, 2021 | no | SCOTTSDALE, AZ|PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | VALIC FINANCIAL ADVISORS, INC. | Nov 17, 2021 | Oct 5, 2015 | -2,235 | Firm change after gap | Other |
| VALIC FINANCIAL ADVISORS, INC. | RAYMOND JAMES & ASSOCIATES, INC. | Mar 10, 2016 | Nov 24, 2021 | 2,085 | Firm change after gap | Other |