This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PROSPERITY - AN EISNERAMPER COMPANY

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 1990earliest registration or exam on IAPD

Years in industry

36derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Jan 30, 2002

First registration

Mar 13, 2002

Dual registered

yes, broker-dealer

Other names

BROOKS MALONE|R. BROOKS MALONE|ROBERT BROOKS MALONE|Robert Brooks Malone, III|Robert Brooks Malone, III

IAPD individual key

4486589

• Occurred

  Aug 19, 2024
  Advisor changed firm

  Robert Brooks Malone left Avantax Advisory Services for Prosperity - An Eisneramper Company (registered 2024-08-07)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:edae9317-06c2-4610-7b17-a2c29ea67bb6

First observed

Mar 13, 2002

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.