DFX Intelligence

M••••• B• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

M••••• B• P•••••

Advisor at S•••••••• W••••• A••••••• L••

HOUSTON, TX

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Search this name across graphsid dfx:ria:edaf5c00-2fee-564c-9947-87bf767a7af9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 9, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 8, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W••••• A••••••• L••	Independent wealth	Jan 17, 2020	n/a	yes	HOUSTON, TX	Current employment
S•••••••• W••••• A••••••• L••	Independent wealth	Jun 29, 2015	Dec 31, 2019	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S•••••• D• I•••	S•••••••• W••••• A••••••• L••	Nov 2, 2005	Jun 29, 2015	3,526	Firm change after gap	Other

Relationships

Registered with (2)

→ S•••••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Jun 29, 2015 to Dec 31, 2019factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Oct 9, 1996 to Nov 2, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:edaf5c00-2fee-564c-9947-87bf767a7af9
First observed: Oct 9, 1996
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.