This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CHARLES SCHWAB & CO., INC.

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S63|S65

First exam

Sep 28, 2016

First registration

Sep 28, 2016

Dual registered

yes, broker-dealer

Other names

MARK K DICKENS

IAPD individual key

5540046

• Occurred

  Mar 23, 2023
  Advisor changed firm

  Mark Kenneth Dickens left Kestra Advisory Services, Llc for Charles Schwab & Co., Inc. (registered 2023-04-05)

  Form ADVobserved 4 days ago
• Occurred

  Jun 14, 2022
  Advisor changed firm

  Mark Kenneth Dickens left Swbc Investment Advisory Services Llc for Kestra Advisory Services, Llc (registered 2022-06-16)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:edb347ee-8675-b7bc-b341-4cba166fd428

First observed

Sep 28, 2016

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.