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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

CHRISTOPHER JOSEPH URSO

Advisor at LPL FINANCIAL LLC

MANCHESTER, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 2, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Mar 2, 1987
First registration: Jul 9, 2002
Dual registered: yes, broker-dealer
Other names: CHRIS URSO
IAPD individual key: 1108903

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 15, 2025	n/a	yes	MANCHESTER, NJ	Current employment
SORRENTO PACIFIC FINANCIAL, LLC	Former SEC adviser	May 29, 2014	Jul 26, 2016	no	SAN DIEGO, CA\|Toms River, NJ\|Hauppauge, NY\|Riverhead, NY\|Wading River, NY\|East Hampton, NY\|Montauk, NY\|Sag Harbor, NY\|East Hampton, NY\|Port Jefferson, NY\|Riverhead, NY\|Port Jefferson, NY\|West Babylon, NY\|West Babylon, NY\|Melville, NY\|Sayville, NY	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Jul 5, 2012	May 15, 2025	no	SAN DIEGO, CA\|Manchester, NJ\|SAN DIEGO, CA	Previous registration
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	Former SEC adviser	May 9, 2007	Jul 3, 2012	no	TOMS RIVER, NJ	Previous registration
IFMG SECURITIES, INC.	n/a	Jul 9, 2002	Oct 13, 2005	no	TOMS RIVER, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	SORRENTO PACIFIC FINANCIAL, LLC	May 15, 2025	May 29, 2014	-4,004	Channel change	Other
SORRENTO PACIFIC FINANCIAL, LLC	LPL FINANCIAL LLC	Jul 26, 2016	May 15, 2025	3,215	Firm change after gap	Other
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	CUSO FINANCIAL SERVICES, L.P.	Jul 3, 2012	Jul 5, 2012	2	Firm change	Other
IFMG SECURITIES, INC.	J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	Oct 13, 2005	May 9, 2007	573	Firm change after gap	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 15, 2025 to presentfactForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Jul 5, 2012 to May 15, 2025factForm ADV
→ SORRENTO PACIFIC FINANCIAL, LLCRegistered adviserregistration: previous registration
May 29, 2014 to Jul 26, 2016factForm ADV
→ J P TURNER & COMPANY CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 9, 2007 to Jul 3, 2012factForm ADV
→ IFMG SECURITIES, INC.Registered adviserregistration: previous registration
Jul 9, 2002 to Oct 13, 2005factForm ADV

Dated events

No dated event names this entity yet.