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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

CHARLES EDWARD DURHAM

Advisor at WELLS FARGO ADVISORS

MEMPHIS, TN

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Search this name across graphsid dfx:ria:edb67ce3-4367-5d68-c2e2-17a1a9a2def4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 23, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Mar 23, 2001
First registration: Jan 7, 2002
Dual registered: yes, broker-dealer
Other names: CHARLES E. DURHAM
IAPD individual key: 4337880

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Sep 28, 2012	n/a	yes	MEMPHIS, TN	Current employment
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Jul 28, 2004	Oct 4, 2012	no	MEMPHIS, TN\|MEMPHIS, TN\|MEMPHIS, TN	Previous registration
UNION PLANTERS INVESTMENT ADVISORS, INC.	n/a	Jan 27, 2004	Aug 4, 2004	no	MEMPHIS, TN	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 7, 2002	Jan 30, 2003	no	MEMPHIS, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN KEEGAN & COMPANY, LLC	WELLS FARGO ADVISORS	Oct 4, 2012	Sep 28, 2012	-6	Firm change	Other
UNION PLANTERS INVESTMENT ADVISORS, INC.	MORGAN KEEGAN & COMPANY, LLC	Aug 4, 2004	Jul 28, 2004	-7	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	UNION PLANTERS INVESTMENT ADVISORS, INC.	Jan 30, 2003	Jan 27, 2004	362	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Sep 28, 2012 to presentfactForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Jul 28, 2004 to Oct 4, 2012factForm ADV
→ UNION PLANTERS INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Jan 27, 2004 to Aug 4, 2004factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 7, 2002 to Jan 30, 2003factForm ADV

Dated events

No dated event names this entity yet.