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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BEACON GLOBAL ASSET MANAGEMENT

BEACON GLOBAL ASSET MANAGEMENT, INC., CRD 106862

MORRISTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:edb953a7-6c1f-530e-247a-9e07f099c5ab

Data as of Nov 21, 2011 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Nov 21, 2011 to Nov 21, 2011
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $161MItem 5.F on the latest filing (2011-11-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $109M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 169
Custody, client assets: $175,827
SEC number: 801-6482
CRD: 106862
Filings on the tape: 1
First filed: Nov 21, 2011
Latest filed: Nov 21, 2011
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GIANNOTTO, MICHAEL, JOSEPH	CHIEF COMPLIANCE OFFICER	Na	yes	08/2011	Nov 21, 2011	Nov 21, 2011
GLEASON, LEONARD, GEORGE	GENERAL COUNSEL	Na	yes	08/2011	Nov 21, 2011	Nov 21, 2011
KUNTZ, JOHN, FRANCIS	Director	Na	yes	08/2011	Nov 21, 2011	Nov 21, 2011
LYONS, THOMAS, MICHAEL	Director	Na	yes	08/2011	Nov 21, 2011	Nov 21, 2011
MARTIN, CHRISTOPHER, PAUL	Director	Na	yes	08/2011	Nov 21, 2011	Nov 21, 2011
NESCI, JAMES, DOMENICK	PRESIDENT; DIRECTOR	Na	yes	08/2011	Nov 21, 2011	Nov 21, 2011
PROVIDENT FINANCIAL SERVICES, INC.	Shareholder	E	yes	01/2003	Nov 21, 2011	Nov 21, 2011
THE PROVIDENT BANK	Shareholder	E	yes	08/2011	Nov 21, 2011	Nov 21, 2011

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ASHCAR ADVISORS LLC	n/a	n/a	n/a	Y	yes	n/a

Relationships

Controls (8)

← GIANNOTTO, MICHAEL, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 21, 2011 to presentfactForm ADV
← NESCI, JAMES, DOMENICKOwnerPRESIDENT; DIRECTOR, ownership code NA, individual
Nov 21, 2011 to presentfactForm ADV
← GLEASON, LEONARD, GEORGEOwnerGENERAL COUNSEL, ownership code NA, individual
Nov 21, 2011 to presentfactForm ADV
← MARTIN, CHRISTOPHER, PAULOwnerDIRECTOR, ownership code NA, individual
Nov 21, 2011 to presentfactForm ADV
← LYONS, THOMAS, MICHAELOwnerDIRECTOR, ownership code NA, individual
Nov 21, 2011 to presentfactForm ADV
← KUNTZ, JOHN, FRANCISOwnerDIRECTOR, ownership code NA, individual
Nov 21, 2011 to presentfactForm ADV
← PROVIDENT FINANCIAL SERVICES, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Nov 21, 2011 to presentfactForm ADV
← THE PROVIDENT BANKOwnerSHAREHOLDER, ownership code E, domestic entity
Nov 21, 2011 to presentfactForm ADV

Registered with (1)

← OSMAN ARAINAdvisorregistration: previous registration
Jun 15, 2011 to Feb 15, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:edb953a7-6c1f-530e-247a-9e07f099c5ab
First observed: Nov 21, 2011
Last observed: Nov 21, 2011 180 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BEACON GLOBAL ASSET MANAGEMENT

BEACON GLOBAL ASSET MANAGEMENT, INC., CRD 106862

MORRISTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:edb953a7-6c1f-530e-247a-9e07f099c5ab

Data as of Nov 21, 2011 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:24 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GIANNOTTO, MICHAEL, JOSEPH

CHIEF COMPLIANCE OFFICER

yes

08/2011

Nov 21, 2011

GLEASON, LEONARD, GEORGE

GENERAL COUNSEL

yes

08/2011

Nov 21, 2011

KUNTZ, JOHN, FRANCIS

Director

yes

08/2011

Nov 21, 2011

LYONS, THOMAS, MICHAEL

Director

yes

08/2011

Nov 21, 2011

MARTIN, CHRISTOPHER, PAUL

Director

yes

08/2011

Nov 21, 2011

NESCI, JAMES, DOMENICK

PRESIDENT; DIRECTOR

yes

08/2011

Nov 21, 2011

PROVIDENT FINANCIAL SERVICES, INC.

Shareholder

yes

01/2003

Nov 21, 2011

THE PROVIDENT BANK

Shareholder

yes

08/2011

Nov 21, 2011

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ASHCAR ADVISORS LLC

n/a

yes

n/a