DFX Intelligence

R••• S•••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor25 years in industry

R••• S•••• P•••••••

Advisor at C••••• C•••••• P•••••••• L••

SAN DIEGO, CA | San Diego, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:edbd3cdc-d049-2fd4-684c-5974dfea10fa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 2, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• C•••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 22, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• C•••••• P•••••••• L••	Independent wealth	Dec 11, 2025	n/a	yes	San Diego, CA\|SAN DIEGO, CA	Current employment
3•• A•••••••• L••	n/a	Jul 14, 2015	Dec 31, 2023	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
3•• A•••••••• L••	C••••• C•••••• P•••••••• L••	Dec 31, 2023	Dec 11, 2025	711	Firm change after gap	Other
T•• F•••••••• T•••• I•••	3•• A•••••••• L••	Dec 16, 2014	Jul 14, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
175231:123907:CA:2023-12-31	Dec 31, 2023	Dec 11, 2025	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (6)

→ C••••• C•••••• P•••••••• L••Registered adviserregistration: current employment
Dec 11, 2025 to presentfactForm ADV
→ 3•• A•••••••• L••Registered adviserregistration: previous registration
Jul 14, 2015 to Dec 31, 2023factForm ADV
→ T•• F•••••••• T•••• I•••Registered adviserregistration: previous registration
Mar 28, 2014 to Dec 16, 2014factForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:edbd3cdc-d049-2fd4-684c-5974dfea10fa
First observed: Dec 2, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.