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Advisor at CETERA INVESTMENT ADVISERS LLC
Jacksonville, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Apr 29, 2026 | n/a | yes | Jacksonville, FL | Current employment |
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 20, 2024 | Apr 20, 2026 | no | JACKSONVILLE, FL | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Jan 17, 2020 | Nov 12, 2024 | no | Ponte Vedra, FL|Jacksonville, FL|JACKSONVILLE, FL|Ponte Verde, FL|Jacksonville, FL|Ponte Vedra, FL | Previous registration |
| CONCOURSE FINANCIAL GROUP ADVISORS | Former SEC adviser | Feb 5, 2019 | Dec 31, 2019 | no | PONTE VEDRA, FL|Birmingham, AL|PONTE VEDRA, FL | Previous registration |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Dec 22, 2009 | Feb 6, 2019 | no | MINNEAPOLIS, MN|CHERRY HILL, NJ|PONTE VEDRA, FL | Previous registration |
| UVEST FINANCIAL SERVICES GROUP, INC. | n/a | Apr 4, 2006 | Oct 19, 2009 | no | WAYNE, PA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 21, 2004 | Mar 31, 2006 | no | CHALFONT, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | CETERA INVESTMENT ADVISERS LLC | Apr 20, 2026 | Apr 29, 2026 | 9 | Firm change | Ibd to ibd |
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 12, 2024 | Nov 20, 2024 | 8 | Bulk transfer | Ibd to new firm |
| CONCOURSE FINANCIAL GROUP ADVISORS | PRUCO SECURITIES, LLC | Dec 31, 2019 | Jan 17, 2020 | 17 | Firm change | Ibd to ibd |
| QUESTAR ASSET MANAGEMENT, INC. | CONCOURSE FINANCIAL GROUP ADVISORS | Feb 6, 2019 | Feb 5, 2019 | -1 | Firm change | Ibd to ibd |
| UVEST FINANCIAL SERVICES GROUP, INC. | QUESTAR ASSET MANAGEMENT, INC. | Oct 19, 2009 | Dec 22, 2009 | 64 | Firm change | Other |
| WELLS FARGO ADVISORS | UVEST FINANCIAL SERVICES GROUP, INC. | Mar 31, 2006 | Apr 4, 2006 | 4 | Firm change | Other |