DFX Intelligence
Data Factory
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Reading the graph
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advised by S•••• B••••••• ASSET MANAGEMENT LLC
New York, United States
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Filed | GAV | Owners | Minimum | Adviser owns | Audited | Name as filed |
|---|---|---|---|---|---|---|
| Oct 13, 2017 |
| Custodian | Legal name | City | State | Country | Related person | SEC number |
|---|---|---|---|---|---|---|
| STERNE, AGEE & LEACH, INC. | STERNE, AGEE & LEACH, INC. | Birmingham | Alabama | United States | no | 8-11754 |
| $871,268 |
| 24 |
| $250,000 |
| 0.0% |
| yes |
| S•••• B••••••• V•••••• C•••••• I• L•• |
| Oct 12, 2017 | $871,268 | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |
| Sep 12, 2017 | $871,268 | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |
| Sep 12, 2017 | $871,268 | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |
| Jun 2, 2017 | $759,507 | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |
| May 26, 2017 | $1.1M | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |
| May 25, 2017 | $1.1M | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |
| May 12, 2017 | $1.1M | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |
| Mar 31, 2017 | $1.1M | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |
| Aug 10, 2016 | $1.1M | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |
| Apr 29, 2016 | $1.1M | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |
| Mar 30, 2016 | $1.1M | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |
| Jan 4, 2016 | $1.1M | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |
| Mar 30, 2015 | $2.5M | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |
| Feb 24, 2015 | $2.5M | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |
| Feb 23, 2015 | $2.5M | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |
| Dec 22, 2014 | $2.5M | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |
| Jul 7, 2014 | $2.5M | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |
| Mar 27, 2014 | $2.5M | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |
| Apr 12, 2013 | $4.2M | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |
| Mar 21, 2013 | $4.2M | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |
| Mar 19, 2012 | $5.4M | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |
| Mar 1, 2012 | $5.4M | 24 | $250,000 | 0.0% | yes | S•••• B••••••• V•••••• C•••••• I• L•• |