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P••• N••• C•••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

P••• N••• C•••••• A•••••••• L••

CRD 343681

NAPLES, FL

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Search this name across graphsid dfx:ria:edc952a8-1b42-11d2-6f62-a600c76f74f5

Data as of Aug 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 4, 2026 to Aug 4, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 5
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• H••••••• T••••	MANAGING MEMBER	C	yes	07/2026	Aug 4, 2026	Aug 4, 2026
C••••••• E•••••• T••••••	MANAGING MEMBER	C	yes	07/2026	Aug 4, 2026	Aug 4, 2026

Relationships

Controls (3)

← C••••••• E•••••• T••••••OwnerMANAGING MEMBER, ownership code C, individual
Aug 4, 2026 to presentfactForm ADV
← B••••• H••••••• T••••OwnerMANAGING MEMBER, ownership code C, individual
Aug 4, 2026 to presentfactForm ADV
← Z••••• J•••••• A•OwnerMANAGING MEMBER, ownership code B, individual
Aug 4, 2026 to presentfactForm ADV

Owns (1)

← M••••••••• W••••••• C••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:edc952a8-1b42-11d2-6f62-a600c76f74f5
First observed: Aug 4, 2026
Last observed: Aug 4, 2026 49 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.