T••• P••• N••••

Advisor at C••••••

Sewickley, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 29, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 22, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Jun 18, 2024	n/a	yes	Sewickley, PA	Current employment
S••••• F••••• O•••••• L••	Former SEC adviser	Mar 1, 2012	Aug 8, 2024	no	WEXFORD, PA\|FORT LAUDERDALE, FL\|Sewickley, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• F••••• O•••••• L••	C••••••	Aug 8, 2024	Jun 18, 2024	-51	Firm change after gap	RIA to RIA
W•••• F•••• A•••••••	S••••• F••••• O•••••• L••	Mar 1, 2012	Mar 1, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
137800:319448:PA:2024-08-08	Aug 8, 2024	Jun 18, 2024	SEWICKLEY, PA	Firm change after gap

Relationships

Registered with (3)

→ C••••••Registered adviserregistration: current employment
Jun 18, 2024 to presentfactForm ADV
→ S••••• F••••• O•••••• L••Registered adviserregistration: previous registration
Mar 1, 2012 to Aug 8, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 29, 2010 to Mar 1, 2012factForm ADV

Dated events

Order

Occurred
8 Aug 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 29, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.