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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Dec 1, 2022 | n/a | yes | OMAHA, NE | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Feb 17, 2005 | Nov 30, 2022 | no | OMAHA, NE|OMAHA, NE|OMAHA, NE | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 25, 2001 | Jan 7, 2005 | no | OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Nov 30, 2022 | Dec 1, 2022 | 1 | Firm change | Ibd to ibd |
| LPL FINANCIAL LLC | CETERA ADVISOR NETWORKS LLC | Jan 7, 2005 | Feb 17, 2005 | 41 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13572:793:NE:2022-11-30 | Nov 30, 2022 | Dec 1, 2022 | OMAHA, NE | Firm change |