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G••••••• L••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

G••••••• L••• P•••••••

Advisor at R•• F•••••••• G•••• I••

STOCKTON, CA

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Search this name across graphsid dfx:ria:edf3e837-0472-2a5b-7421-03c9412126fb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• F•••••••• G•••• I••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 20, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• F•••••••• G•••• I••	State registered	Oct 30, 2025	n/a	yes	STOCKTON, CA	Current employment
Q•••• C•••••• S••••••••• I•••	Former SEC adviser	Jan 16, 2004	Oct 31, 2008	no	LAGUNA HILLS, CA\|LODI, CA\|LAGUNA HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••• C•••••• S••••••••• I•••	R•• F•••••••• G•••• I••	Oct 31, 2008	Oct 30, 2025	6,208	Firm change after gap	Other

Relationships

Registered with (2)

→ R•• F•••••••• G•••• I••Registered adviserregistration: current employment
Oct 30, 2025 to presentfactForm ADV
→ Q•••• C•••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 16, 2004 to Oct 31, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:edf3e837-0472-2a5b-7421-03c9412126fb
First observed: Jan 16, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.