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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CREDO CAPITAL MANAGEMENT, LLC

CRD 131535

BALTIMORE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:edf70fbb-d886-14df-addc-6df4ad25e08a

Data as of Jun 12, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 1, 2011 to Jun 12, 2014
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $5.2MItem 5.F on the latest filing (2014-06-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Accounts: 5
SEC number: 801-67033
CRD: 131535
Filings on the tape: 28
First filed: Dec 1, 2011
Latest filed: Jun 12, 2014
Organised: Limited Liability Company, Maryland

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALEXANDER, THEODORE, MARTIN	MANAGING MEMBER	D	yes	04/2004	Dec 1, 2011	Jun 12, 2014
BAUM, CHARLES, CAHN	Owner	E	yes	01/1990	Nov 29, 2012	Jun 12, 2014
MENDOZA, MELANIE, HOPE	CHIEF COMPLIANCE OFFICER	Na	yes	04/2004	Dec 1, 2011	Jun 12, 2014
FEISS, CHRISTOPHER, ANDREW	Investor	A	no	12/2007	Dec 1, 2011	Jun 12, 2014
RIPGEN INC	Investor	A	no	11/2008	Dec 1, 2011	Jun 12, 2014

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 31, 2014	$5.2M	$5.2M	7	5	n/a	n/a	n/a
2012	Jan 4, 2013	$401M	$401M	10	6	n/a	n/a	n/a
2011	Jan 19, 2012	$606M	$606M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$5.2M	$401M	-98.7%	n/a	n/a	4	10	n/a	n/a

Relationships

Controls (3)

← MENDOZA, MELANIE, HOPEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 1, 2011 to presentfactForm ADV
← ALEXANDER, THEODORE, MARTINOwnerMANAGING MEMBER, ownership code D, individual
Dec 1, 2011 to presentfactForm ADV
← BAUM, CHARLES, CAHNOwnerOWNER, ownership code E, individual
Nov 29, 2012 to presentfactForm ADV

Owns (2)

← FEISS, CHRISTOPHER, ANDREWOwnerINVESTOR, ownership code A, individual
Dec 1, 2011 to presentfactForm ADV
← RIPGEN INCOwnerINVESTOR, ownership code A, domestic entity
Dec 1, 2011 to presentfactForm ADV

Registered with (1)

← DAVID GARY ROBERTSONAdvisorregistration: previous registration
Jun 8, 2006 to May 21, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:edf70fbb-d886-14df-addc-6df4ad25e08a
First observed: Dec 1, 2011
Last observed: Jun 12, 2014 149 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CREDO CAPITAL MANAGEMENT, LLC

CRD 131535

BALTIMORE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:edf70fbb-d886-14df-addc-6df4ad25e08a

Data as of Jun 12, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALEXANDER, THEODORE, MARTIN

MANAGING MEMBER

yes

04/2004

Dec 1, 2011

Jun 12, 2014

BAUM, CHARLES, CAHN

Owner

yes

01/1990

Nov 29, 2012

Jun 12, 2014

MENDOZA, MELANIE, HOPE

CHIEF COMPLIANCE OFFICER

yes

04/2004

Dec 1, 2011

Jun 12, 2014

FEISS, CHRISTOPHER, ANDREW

Investor

12/2007

Dec 1, 2011

Jun 12, 2014

RIPGEN INC

Investor

11/2008

Dec 1, 2011

Jun 12, 2014

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 31, 2014

$5.2M

n/a

2012

Jan 4, 2013

$401M

n/a

2011

Jan 19, 2012

$606M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$5.2M

$401M

-98.7%

n/a