DFX Intelligence

L•••• S••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

L•••• S••••• G••••••

Advisor at B••••••••• W••••• M••••••••• L••

AUSTIN, TX | LEXINGTON, KY

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Search this name across graphsid dfx:ria:ee137f9b-5045-6c03-1342-46e7de1f53ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 5, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• W••••• M••••••••• L••	Independent wealth	Jun 24, 2026	n/a	yes	AUSTIN, TX\|LEXINGTON, KY	Current employment
J•••• F••••••••• L••	Former SEC adviser	Jun 14, 2022	Jul 8, 2026	no	LEXINGTON, KY\|LEXINGTON, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•••• F••••••••• L••	B••••••••• W••••• M••••••••• L••	Jul 8, 2026	Jun 24, 2026	-14	Firm change	RIA to RIA
J•••• F••••••••	J•••• F••••••••• L••	Jun 29, 2022	Jun 14, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
320791:152667:KY:2026-07-08	Jul 8, 2026	Jun 24, 2026	LEXINGTON, KY	Firm change
133783:320791:KY:2022-06-29	Jun 29, 2022	Jun 14, 2022	LEXINGTON, KY	Firm change

Relationships

Registered with (3)

→ B••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 24, 2026 to presentfactForm ADV
→ J•••• F••••••••• L••Registered adviserregistration: previous registration
Jun 14, 2022 to Jul 8, 2026factForm ADV
→ J•••• F••••••••Registered adviserregistration: previous registration
Mar 5, 2021 to Jun 29, 2022factForm ADV

Dated events

Occurred
Jul 8, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee137f9b-5045-6c03-1342-46e7de1f53ec
First observed: Mar 5, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.