S•••• C• R•••

Advisor at T••••• A••••••• S•••••••• I•••

ROANOKE, VA

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Search this name across graphsid dfx:ria:ee19eb18-2931-fb93-c914-559856c31ade

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 6, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 15, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Jun 28, 2022	n/a	yes	ROANOKE, VA	Current employment
W•••• F•••• A•••••••	Wirehouse	Nov 6, 2013	Jul 6, 2022	no	ROANOKE, VA\|ROANOKE, VA\|WINSTON SALEM, NC\|RALEIGH, NC\|RALEIGH, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	T••••• A••••••• S•••••••• I•••	Jul 6, 2022	Jun 28, 2022	-8	Firm change	Wirehouse to ibd

Relationships

Registered with (2)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Jun 28, 2022 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 6, 2013 to Jul 6, 2022factForm ADV

Dated events

Occurred
Jul 6, 2022
Advisor changed firm
S•••• C• R••• left W•••• F•••• A••••••• for T••••• A••••••• S•••••••• I••• (registered 2022-06-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee19eb18-2931-fb93-c914-559856c31ade
First observed: Nov 6, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.