This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MMA SECURITIES LLC

Current firm class

no raum reportedderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2013earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66

First exam

Jul 3, 2018

First registration

Jul 5, 2018

Dual registered

yes, broker-dealer

Other names

Diogenis Leiva

IAPD individual key

6950075

• Occurred

  Aug 4, 2023
  Advisor changed firm

  Diogenis Jorge Leiva left Td Private Client Wealth Llc for Mma Securities Llc (registered 2023-08-14)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ee1c2d81-fe01-dca9-9be2-eb13e7b86c0d

First observed

Jul 5, 2018

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.