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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

DGZ CAPITAL II, L.L.C.

CRD 160858

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee1d9f63-ceea-d784-dfbf-754bde29097a

Data as of Jul 17, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Feb 13, 2012 to Jul 17, 2014
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

DGZ Capital II, L.L.C.

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $305MItem 5.F on the latest filing (2014-07-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $305Mgross asset value as reported per fund; never fund size
SEC number: 801-73377
CRD: 160858
Filings on the tape: 4
First filed: Feb 13, 2012
Latest filed: Jul 17, 2014
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CAPITAL Z INVESTMENTS II, L.P.	Private Equity Fund	$212M	Jul 17, 2014	2	Feb 13, 2012	reported	n/a
CAPITAL Z INVESTMENTS, L.P.	Private Equity Fund	$93.1M	Jul 17, 2014	2	Feb 13, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GREENWALD, SPENCER, L	Manager	E	yes	02/2008	Feb 13, 2012	Jul 17, 2014
FISHER, CRAIG, ANDREW	CHIEF COMPLIANCE OFFICER	Na	no	02/2012	Feb 13, 2012	Jul 17, 2014

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 25, 2014	$305M	$0	1	1	n/a	2	$305M
2012	Mar 27, 2013	$402M	$0	1	1	n/a	2	$402M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$305M	$402M	-24.2%	n/a	n/a	1	1	n/a	n/a

Relationships

Advises (2)

→ CAPITAL Z INVESTMENTS, L.P.Private fundPrivate Equity Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ CAPITAL Z INVESTMENTS II, L.P.Private fundPrivate Equity Fund, IA
Feb 13, 2012 to presentfactForm ADV

Owns (1)

← FISHER, CRAIG, ANDREWOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV

Controls (1)

← GREENWALD, SPENCER, LOwnerMANAGER, ownership code E, individual
Feb 13, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee1d9f63-ceea-d784-dfbf-754bde29097a
First observed: Feb 13, 2012
Last observed: Jul 17, 2014 148 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DGZ CAPITAL II, L.L.C.

CRD 160858

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee1d9f63-ceea-d784-dfbf-754bde29097a

Data as of Jul 17, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:50 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CAPITAL Z INVESTMENTS II, L.P.

Private Equity Fund

$212M

Jul 17, 2014

Feb 13, 2012

reported

n/a

CAPITAL Z INVESTMENTS, L.P.

Private Equity Fund

$93.1M

Jul 17, 2014

Feb 13, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GREENWALD, SPENCER, L

Manager

yes

02/2008

Feb 13, 2012

Jul 17, 2014

FISHER, CRAIG, ANDREW

CHIEF COMPLIANCE OFFICER

02/2012

Feb 13, 2012

Jul 17, 2014

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 25, 2014

$305M

n/a

$305M

2012

Mar 27, 2013

$402M

n/a

$402M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$305M

$402M

-24.2%

n/a