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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

OTUS CAPITAL MANAGEMENT LIMITED

CRD 284879

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee2bb116-27bf-8418-2143-8d4a4b794d99

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 0
Observed: Oct 3, 2016 to Jun 30, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.72 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $387MItem 5.F on the latest filing (2026-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 7
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $280M
SEC number: 801-108505
CRD: 284879
Filings on the tape: 17
First filed: Oct 3, 2016
Latest filed: Jun 30, 2026
Organised: Other (specify)

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
OTUS SMALLER COMPANIES MASTER FUND	Hedge Fund	$144M	Jun 28, 2024	35	Oct 3, 2016	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CANEPA GLOBAL MANAGERS, S.C.S.	Shareholder	E	yes	03/2021	Jun 28, 2024	Jun 28, 2024
CANEPA OCM HOLDINGS. LTD.	CORPORATE PARTNER	C	yes	05/2021	Jun 29, 2022	Jun 28, 2024
ESTEGHAMAT, KIAN, (NMN)	Shareholder	E	yes	07/2023	Jun 28, 2024	Jun 28, 2024
GIBBS, ANDREW, LIONEL JOHN	CHIEF EXECUTIVE OFFICER	D	yes	10/2000	Oct 3, 2016	Jun 28, 2024
HALE, PAUL, FRANCIS	DIRECTOR/CHIEF COMPLIANCE OFFICER	Na	no	12/2000	Jun 20, 2017	Jun 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Jun 28, 2024	$704M	$704M	14	7	0	1	$144M
2023	Jul 5, 2023	$628M	$628M	14	7	0	1	$144M
2022	Jun 29, 2022	$536M	$536M	13	5	0	1	$104M
2021	Jun 29, 2021	$574M	$574M	12	5	0	1	$62.4M
2020	Jun 26, 2020	$379M	$379M	11	5	0	1	$81.6M
2019	Jun 28, 2019	$634M	$634M	13	6	0	1	$294M
2018	Jun 29, 2018	$742M	$742M	12	6	0	1	$294M
2017	Jun 20, 2017	$695M	$695M	11	5	n/a	1	$294M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$387M	$628M	-38.4%	$574M	-12.3%	13	14	0	0

Relationships

Advises (1)

→ OTUS SMALLER COMPANIES MASTER FUNDPrivate fundHedge Fund, IA
Oct 3, 2016 to presentfactForm ADV

Owns (1)

← HALE, PAUL, FRANCISOwnerDIRECTOR/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 20, 2017 to Jun 28, 2024factForm ADV

Controls (4)

← ESTEGHAMAT, KIAN, (NMN)OwnerSHAREHOLDER, ownership code E, individual
Jun 28, 2024 to Jun 28, 2024factForm ADV
← GIBBS, ANDREW, LIONEL JOHNOwnerCHIEF EXECUTIVE OFFICER, ownership code D, individual
Oct 3, 2016 to Jun 28, 2024factForm ADV
← CANEPA GLOBAL MANAGERS, S.C.S.OwnerSHAREHOLDER, ownership code E, foreign entity
Jun 28, 2024 to Jun 28, 2024factForm ADV
← CANEPA OCM HOLDINGS. LTD.OwnerCORPORATE PARTNER, ownership code C, foreign entity
Jun 29, 2022 to Jun 28, 2024factForm ADV

Dated events

Occurred
Jun 19, 2025
Regulatory AUM changed
Otus Capital Management Limited reported RAUM $501.0M, down 29% from $704.4M (2024-06-28 to 2025-06-19)
Form ADVobserved 4 days ago
$-203M
Occurred
Jun 28, 2024
Control person joined
(Nmn) Kian Esteghamat (Shareholder) appeared on Schedule A of Otus Capital Management Limited
Form ADVobserved 4 days ago
Occurred
Jun 29, 2021
Regulatory AUM changed
Otus Capital Management Limited reported RAUM $574.0M, up 51% from $379.0M (2020-06-26 to 2021-06-29)
Form ADVobserved 4 days ago
$195M
Occurred
Jun 26, 2020
Regulatory AUM changed
Otus Capital Management Limited reported RAUM $379.0M, down 40% from $634.3M (2019-06-28 to 2020-06-26)
Form ADVobserved 4 days ago
$-255M
Occurred
Oct 3, 2016
First Form ADV filing
Otus Capital Management Limited filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee2bb116-27bf-8418-2143-8d4a4b794d99
First observed: Oct 3, 2016
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OTUS CAPITAL MANAGEMENT LIMITED

CRD 284879

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee2bb116-27bf-8418-2143-8d4a4b794d99

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:04 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

OTUS SMALLER COMPANIES MASTER FUND

Hedge Fund

$144M

Jun 28, 2024

Oct 3, 2016

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CANEPA GLOBAL MANAGERS, S.C.S.

Shareholder

yes

03/2021

Jun 28, 2024

CANEPA OCM HOLDINGS. LTD.

CORPORATE PARTNER

yes

05/2021

Jun 29, 2022

Jun 28, 2024

ESTEGHAMAT, KIAN, (NMN)

Shareholder

yes

07/2023

Jun 28, 2024

GIBBS, ANDREW, LIONEL JOHN

CHIEF EXECUTIVE OFFICER

yes

10/2000

Oct 3, 2016

Jun 28, 2024

HALE, PAUL, FRANCIS

DIRECTOR/CHIEF COMPLIANCE OFFICER

12/2000

Jun 20, 2017

Jun 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Jun 28, 2024

$704M

$144M

2023

Jul 5, 2023

$628M

$144M

2022

Jun 29, 2022

$536M

$104M

2021

Jun 29, 2021

$574M

$62.4M

2020

Jun 26, 2020

$379M

$81.6M

2019

Jun 28, 2019

$634M

$294M

2018

Jun 29, 2018

$742M

$294M

2017

Jun 20, 2017

$695M

n/a

$294M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$387M

$628M

-38.4%

$574M

-12.3%