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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

Glenn Albert Hamler

Advisor at JANNEY MONTGOMERY SCOTT LLC

Mystic, CT

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Search this name across graphsid dfx:ria:ee33aad9-6912-e554-71f4-372db387cc3f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 5, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JANNEY MONTGOMERY SCOTT LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 31, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Oct 31, 1990
First registration: Nov 5, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 1516090

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Mar 31, 2022	n/a	yes	Mystic, CT	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 30, 2010	Apr 8, 2022	no	NEW LONDON, CT\|SARASOTA, FL	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Nov 25, 2005	Oct 1, 2010	no	NEW LONDON, CT\|MYSTIC, CT	Previous registration
ADVEST, INC.	n/a	Nov 5, 1999	Dec 19, 2005	no	NEW LONDON, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	JANNEY MONTGOMERY SCOTT LLC	Apr 8, 2022	Mar 31, 2022	-8	Firm change	Wirehouse to ibd
STIFEL, NICOLAUS & COMPANY, INCORPORATED	UBS FINANCIAL SERVICES INC.	Oct 1, 2010	Sep 30, 2010	-1	Firm change	Ibd to wirehouse
ADVEST, INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Dec 19, 2005	Nov 25, 2005	-24	Firm change	Other

Relationships

Registered with (4)

→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: current employment
Mar 31, 2022 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 30, 2010 to Apr 8, 2022factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Nov 25, 2005 to Oct 1, 2010factForm ADV
→ ADVEST, INC.Registered adviserregistration: previous registration
Nov 5, 1999 to Dec 19, 2005factForm ADV

Dated events

Occurred
Apr 8, 2022
Advisor changed firm
Glenn Albert Hamler left Ubs Financial Services Inc. for Janney Montgomery Scott Llc (registered 2022-03-31)
Form ADVobserved 4 days ago