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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

MIDSUMMER CAPITAL, LLC.

CRD 135943

NEW YORK, NY

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Search this name across graphsid dfx:ria:ee35760a-81eb-bd25-6a5c-afb42fa3697b

Data as of Jun 18, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 0
On other graphs: 1
Observed: Nov 8, 2011 to Jun 18, 2013
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Midsummer Capital, LLC.

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $55.5MItem 5.F on the latest filing (2013-06-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $55.5M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 4
Accounts: 10
Private funds: 10Schedule D 7.B(1)
Private fund GAV: $109Mgross asset value as reported per fund; never fund size
SEC number: 801-65508
CRD: 135943
Filings on the tape: 7
First filed: Nov 8, 2011
Latest filed: Jun 18, 2013
Organised: Limited Liability Company, New York

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MIDSUMMER INVESTMENT, LTD.	Hedge Fund	$32.2M	Jun 18, 2013	60	Mar 30, 2012	reported	n/a
MIDSUMMER SMALL CAP MASTER, LTD.	Hedge Fund	$20.4M	Jun 18, 2013	28	Mar 30, 2012	reported	n/a
MIDSUMMER PARTNERS, LTD.	Hedge Fund	$16.4M	Jun 18, 2013	21	Mar 30, 2012	reported	021-129074
MIDSUMMER SMALL CAP, LTD.	Hedge Fund	$14.4M	Jun 18, 2013	17	Mar 30, 2012	reported	021-153624
MIDSUMMER PARTNERS, L.P.	Hedge Fund	$7.6M	Jun 18, 2013	7	Mar 30, 2012	reported	021-47614
MIDSUMMER SMALL CAP, L.P.	Hedge Fund	$5.9M	Jun 18, 2013	11	Mar 30, 2012	reported	021-153621
MIDSUMMER PARTNERS II, LTD.	Hedge Fund	$5.7M	Jun 18, 2013	19	Mar 30, 2012	reported	021-127730
MIDSUMMER VENTURES, L.P.	Private Equity Fund	$2.8M	Jun 18, 2013	16	Mar 30, 2012	reported	n/a
MIDSUMMER PARTNERS II, L.P.	Hedge Fund	$2.5M	Jun 18, 2013	12	Mar 30, 2012	reported	021-127606
MIDSUMMER VENTURES, LTD.	Private Equity Fund	$1.5M	Jun 18, 2013	12	Mar 30, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AMSALEM, MICHEL, A.	CO-MANAGING MEMBER	C	yes	05/2002	Nov 8, 2011	Jun 18, 2013
AMSALEM, TAMAR	Trustee	C	yes	01/2007	Nov 8, 2011	Jun 18, 2013
AMSALEM, TAMAR	Manager	C	yes	01/2007	Nov 8, 2011	Jun 18, 2013
AMSALEM, TAMAR	Trustee	C	yes	01/2007	Nov 8, 2011	Jun 18, 2013
AMSALEM, TAMAR	Trustee	C	yes	01/2007	Nov 8, 2011	Jun 18, 2013
THOMAS, JOSHUA, AUSTIN	CO-MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	yes	12/2008	Nov 8, 2011	Jun 18, 2013
2003 ARIELLE AMSALEM TRUST	Member	C	no	01/2007	Nov 8, 2011	Jun 18, 2013
2003 DAVID AMSALEM TRUST	Member	C	no	01/2007	Nov 8, 2011	Jun 18, 2013
2003 JUDITH AMSALEM TRUST	Member	C	no	01/2007	Nov 8, 2011	Jun 18, 2013
AMSALEM FAMILY LLC	Member	B	no	12/2004	Nov 8, 2011	Jun 18, 2013
AMSALEM, ARIELLE, CARMI	Beneficiary	E	no	01/2007	Nov 8, 2011	Jun 18, 2013
AMSALEM, DAVID, ALEXANDER	Beneficiary	E	no	01/2007	Nov 8, 2011	Jun 18, 2013
AMSALEM, JUDITH, MIRIAM	Beneficiary	E	no	01/2007	Nov 8, 2011	Jun 18, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MIDSUMMER ADVISORS II, LLC	n/a	n/a	n/a	N	yes	n/a
MIDSUMMER ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
MIDSUMMER SMALL CAP ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 28, 2013	$55.5M	$55.5M	5	4	n/a	10	$109M
2011	Mar 30, 2012	$72.7M	$72.7M	n/a	n/a	n/a	10	$143M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$55.5M	$72.7M	-23.7%	n/a	n/a	5	n/a	n/a	n/a

Relationships

Advises (10)

→ MIDSUMMER PARTNERS II, L.P.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MIDSUMMER VENTURES, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MIDSUMMER PARTNERS, LTD.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MIDSUMMER VENTURES, LTD.Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MIDSUMMER SMALL CAP MASTER, LTD.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MIDSUMMER INVESTMENT, LTD.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MIDSUMMER PARTNERS II, LTD.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MIDSUMMER SMALL CAP, LTD.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MIDSUMMER SMALL CAP, L.P.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MIDSUMMER PARTNERS, L.P.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV

Controls (3)

← THOMAS, JOSHUA, AUSTINOwnerCO-MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Nov 8, 2011 to presentfactForm ADV
← AMSALEM, MICHEL, A.OwnerCO-MANAGING MEMBER, ownership code C, individual
Nov 8, 2011 to presentfactForm ADV
← AMSALEM, TAMAROwnerTRUSTEE, ownership code C, individual
Nov 8, 2011 to presentfactForm ADV

Owns (7)

← AMSALEM, ARIELLE, CARMIOwnerBENEFICIARY, ownership code E, individual
Nov 8, 2011 to presentfactForm ADV
← AMSALEM, DAVID, ALEXANDEROwnerBENEFICIARY, ownership code E, individual
Nov 8, 2011 to presentfactForm ADV
← AMSALEM, JUDITH, MIRIAMOwnerBENEFICIARY, ownership code E, individual
Nov 8, 2011 to presentfactForm ADV
← 2003 ARIELLE AMSALEM TRUSTOwnerMEMBER, ownership code C, domestic entity
Nov 8, 2011 to presentfactForm ADV
← 2003 DAVID AMSALEM TRUSTOwnerMEMBER, ownership code C, domestic entity
Nov 8, 2011 to presentfactForm ADV
← 2003 JUDITH AMSALEM TRUSTOwnerMEMBER, ownership code C, domestic entity
Nov 8, 2011 to presentfactForm ADV
← AMSALEM FAMILY LLCOwnerMEMBER, ownership code B, domestic entity
Nov 8, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee35760a-81eb-bd25-6a5c-afb42fa3697b
First observed: Nov 8, 2011
Last observed: Jun 18, 2013 161 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MIDSUMMER CAPITAL, LLC.

CRD 135943

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee35760a-81eb-bd25-6a5c-afb42fa3697b

Data as of Jun 18, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MIDSUMMER INVESTMENT, LTD.

Hedge Fund

$32.2M

Jun 18, 2013

Mar 30, 2012

reported

n/a

MIDSUMMER SMALL CAP MASTER, LTD.

Hedge Fund

$20.4M

Jun 18, 2013

Mar 30, 2012

reported

n/a

MIDSUMMER PARTNERS, LTD.

Hedge Fund

$16.4M

Jun 18, 2013

Mar 30, 2012

reported

021-129074

MIDSUMMER SMALL CAP, LTD.

Hedge Fund

$14.4M

Jun 18, 2013

Mar 30, 2012

reported

021-153624

MIDSUMMER PARTNERS, L.P.

Hedge Fund

$7.6M

Jun 18, 2013

Mar 30, 2012

reported

021-47614

MIDSUMMER SMALL CAP, L.P.

Hedge Fund

$5.9M

Jun 18, 2013

Mar 30, 2012

reported

021-153621

MIDSUMMER PARTNERS II, LTD.

Hedge Fund

$5.7M

Jun 18, 2013

Mar 30, 2012

reported

021-127730

MIDSUMMER VENTURES, L.P.

Private Equity Fund

$2.8M

Jun 18, 2013

Mar 30, 2012

reported

n/a

MIDSUMMER PARTNERS II, L.P.

Hedge Fund

$2.5M

Jun 18, 2013

Mar 30, 2012

reported

021-127606

MIDSUMMER VENTURES, LTD.

Private Equity Fund

$1.5M

Jun 18, 2013

Mar 30, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AMSALEM, MICHEL, A.

CO-MANAGING MEMBER

yes

05/2002

Nov 8, 2011

Jun 18, 2013

AMSALEM, TAMAR

Trustee

yes

01/2007

Nov 8, 2011

Jun 18, 2013

AMSALEM, TAMAR

Manager

yes

01/2007

Nov 8, 2011

Jun 18, 2013

AMSALEM, TAMAR

Trustee

yes

01/2007

Nov 8, 2011

Jun 18, 2013

AMSALEM, TAMAR

Trustee

yes

01/2007

Nov 8, 2011

Jun 18, 2013

THOMAS, JOSHUA, AUSTIN

CO-MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

yes

12/2008

Nov 8, 2011

Jun 18, 2013

2003 ARIELLE AMSALEM TRUST

Member

01/2007

Nov 8, 2011

Jun 18, 2013

2003 DAVID AMSALEM TRUST

Member

01/2007

Nov 8, 2011

Jun 18, 2013

2003 JUDITH AMSALEM TRUST

Member

01/2007

Nov 8, 2011

Jun 18, 2013

AMSALEM FAMILY LLC

Member

12/2004

Nov 8, 2011

Jun 18, 2013

AMSALEM, ARIELLE, CARMI

Beneficiary

01/2007

Nov 8, 2011

Jun 18, 2013

AMSALEM, DAVID, ALEXANDER

Beneficiary

01/2007

Nov 8, 2011

Jun 18, 2013

AMSALEM, JUDITH, MIRIAM

Beneficiary

01/2007

Nov 8, 2011

Jun 18, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MIDSUMMER ADVISORS II, LLC

n/a

yes

n/a

MIDSUMMER ADVISORS, LLC

n/a

yes

n/a

MIDSUMMER SMALL CAP ADVISORS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 28, 2013

$55.5M

n/a

$109M

2011

Mar 30, 2012

$72.7M

n/a

$143M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$55.5M

$72.7M

-23.7%

n/a